OUR SERVICES

We offer Risk Management and Operational Services

At our boutique consulting company our primary focus is working with Financial Institutions and Fintechs to: 

• Provide Leadership, Operations, and Compliance Consultant Services
• Develop Fintech Program Manager Organizations
• Develop Payment Divisions for Financial Institutions 
• Re-Engineer Policies, Processes, & Best Practices

Our Services

Risk Management Services

Due Diligence Services:

• Business Due Diligence
• Program Due Diligence
• Onboarding Procedures & Best Practices

Develop Compliance Program Procedures & Best Practices:

• Collateral Handling and Reviews
• Social Media & Marketing
• Complaint Programs
• UDAAP Programs
• Dispute Programs
• Fair Banking Practices - Product & Fee Evaluations
• Training

Develop BSA/AML Program Procedures & Best Practices:

• Risk Assessments
• Identity Theft
• Suspicious Activity
• OFAC
• Training

Develop Vendor Management Program Procedures & Best Practices:

• Initial and Ongoing evaluation of Compliance, BSA/AML, Operational, Technology, Reputation, Strategic, and Financial Risks
• Training

Operational Services

​Leadership Development:

• Employee Professional Development
• Performance Evaluations
• Employee Handbook & Code of Conduct

Evaluation and Selection of Prospective Clients, Vendors, and Partners:

• Implementing or Re-engineering Evaluation & Selection process.
• Contract and Pricing Reviews*

*Contracts & Legal Agreements are always subject to the Client's Legal Counsel Review and Approval

Project Management:

• Develop or Re-engineer Project Management & Implementation(s)
• Program Winddowns

​Operational Procedures & Best Practices:

• Company-wide Product and Template repositories
• Develop or Re-engineer of Business Continuity Plan (BCP) and Disaster Recovery Plans (DRP).
• Assistance with SSAE 18 (or SOC 2) evaluations.

LET'S TALK

Contact Us to Get Started: